As a legislation system, firstly, Chinese Wall requires the multiservice securities firm to separate the functions that maybe incur the conflicts of interest to avoid the flow of interior information and reduce the opportunities of the securities analysts to get the interior information.

  • 中国墙作为一种法律制度,一方面对综合类券商课以义务,要求其将内部可能发生利益冲突的各项职能相互隔离,防止内幕信息在其间流动,减少证券分析师接触内幕消息的机会;

  • 互联网摘选 2025-01-20 18:09:43

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